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CRD#: 128351
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FIRM PROFILE
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Total Number of Individual Clients:
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Total Number of HNWI Clients:
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Average HNWI Account Size:
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Overview
SG AMERICAS SECURITIES, LLC is located at 245 Park Avenue, New York, NY 10167 and was first established at New York, Delaware in 08/08/2003. After operating for 21 years, SG AMERICAS SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SG AMERICAS SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. SG AMERICAS SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SG AMERICAS SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 113 disclosures, 111 being regulatory events, 1 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SG AMERICAS SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SG AMERICAS SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
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Understanding the Statistics for SG AMERICAS SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Average Account Value
Individuals
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HNWI
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Breakdown of Assets Under Management
Total Client Assets:
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HNWI
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Employees
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Client Ratios
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Clients
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HNWI
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Firm Disclosures
Regulatory Event
111
Criminal
1
Arbitration
1
FIRM INFORMATION
Main Address
245 Park Avenue, New York, NY 10167
Mailing Address
245 Park Avenue, New York, NY 10167
Firm Size
Large
Phone Number
(212) 278-6000
Established
Delaware since 08/08/2003
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SG AMERICAS SECURITIES HOLDINGS, LLC | DIRECT OWNER | ||
| CARTIER, SYLVAIN | CO - CHIEF EXECUTIVE OFFICER | 6390499 | |
| CULLEN, EDWARD PATRICK | PRINCIPAL FINANCIAL OFFICER | 1551615 | |
| GERLESITS, WILLIAM R | CHIEF COMPLIANCE OFFICER | 5457051 | |
| VAN HAUWERMEIREN, GUIDO MARIA | CO - CHIEF EXECUTIVE OFFICER | 5974025 | |
| WALSH, MICHAEL PATRICK | PRINCIPAL OPERATIONS OFFICER | 1060871 | |
| ZIELINSKI, GREGORY W | CHIEF OPERATING OFFICER | 2384242 |
